This communication is provided for informational purposes only. It is a high-level summary and does not contain all material information pertinent to an investment decision, including detailed disclosures of the risk factors associated with an investment in the Fund. This communication does not constitute an offer to sell or a solicitation to purchase any securities in DNA Tracker Fund (the “Fund”) and may not be relied upon in connection with any offer or sale of securities. Any offer or solicitation in relation to the Fund may only be made pursuant to a Trust Deed and Term Sheet for the Fund and the Offering Memorandum and Supplement for the TCM Digital Asset Fund (the “Global Fund”).
Wholesale Investors Only
This presentation is being provided to potential investors in Australia and New Zealand on the basis that they are a wholesale client as defined by section 761G(7) of the Corporations Act (Cth) (the Act). If you do not qualify as a wholesale client under section 761G(7) of the Act, and if we do not know you (from previous investments) to be a sophisticated investor under section 761GA of the Act, any application that you make to acquire units in the Fund shall not be accepted by the Fund. You must be certified as a wholesale client before any such application will be considered. An accountant’s certificate that satisfies section 761G(7)(c) will be the easiest method to certify you as a wholesale client. If you a professional investor as defined in section 9 of the Act you will be certified as a wholesale client under section 761G(7)(d) of the Act. By accepting receipt of this communication, the recipient will be deemed to represent that they are a wholesale client. The distribution of this document in any jurisdictions outside of Australia may be prohibited or restricted by law; therefore, people in whose possession this document comes should inform themselves about and observe such restrictions. Any such distribution could result in a violation of the law of such jurisdictions.
An investment in the Fund is speculative and entails substantial risks, including the fact that such an investment would be illiquid and subject to significant restrictions on transferability. An investor in the Fund could lose all or a substantial amount of his or her investment. Returns generated from an investment in the Fund may not adequately compensate investors for the business and financial risks assumed. The products and strategies in which the Fund expect to invest involve above-average risk. Risks are summarised later in this presentation and are set out in detail in the Offering Memorandum and the Supplement.
Forward Looking Statements
Certain information in this communication may constitute “forward-looking statements”, which can be identified by the use of forward-looking terminology such as “may”, “will”, “should”, “expect”, “anticipate”, “target”, “project”, “estimate”, “intend “, “ continue” , or “believe” or the negatives thereof or other variations thereon or comparable terminology. Due to various risks and uncertainties, actual events or results or the actual policies, procedures, and processes of the Investment Manager and the performance of the Fund may differ from those reflected or contemplated in such forward looking statements and no undue reliance should be placed on these forward-looking statements, nor should the inclusion of these statements be regarded as the Investment Manager’s representation that the Funds will achieve any strategy, objectives or other plans. Such information is believed to be reliable and has been obtained from sources believed to be reliable, but no representation or warranty is made, expressed, or implied with respect to the fairness, correctness, accuracy, reasonableness, or completeness of such information. If any matter stated becomes inaccurate, upon becoming aware of the inaccuracy the Investment Manager will seek to update the information within a reasonable time.
Taxation and Professional Advice
An application for investment in the Fund may have taxation consequences depending on the personal circumstances of applicants. Applicants should seek professional advice on their taxation position with regard to any prospective investment. Prospective investors should obtain professional investment advice before investing in the Fund and independent advice in relation to investment, financial, legal, tax, accounting or regulatory issues regarding their investment in the Fund.